Sunday, January 31, 2016

NFA Futures Ethics Training - Ethics Basics

NFA Futures brokers and others may be required to take an Ethics training module for compliance.

Many traders and brokers use this as a reference.

Beginning the ethics course qualifies you for 6 logins to inside of which to finish the course. As you progress through the course, you can print out the materials. You will experience survey addresses intermittently. When they are addressed effectively, the course will propel you to the following area.

You won't be permitted to come back to a past segment once it has been finished; along these lines, all printouts ought to be made before noting the last audit question for every area. Endless supply of the course, you will have the capacity to print a Letter of Completion demonstrating your name, date of preparing and the course title, and the time spent online in this morals instructional class.

Topic Include:

  • National Futures NFA Regulations
  • Contract Markets
  • Trading Ethics
  • Integrity and Honesty 
  • Identifying Conflicts Of Interest
  • Customer Evaluation and Recommendations
  • Risk Disclosures
  • Customer Account Trading Orders
  • Principals and Manager Functions
Only $35

BUY ETHICS BASICS or learn more...

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