Registered Options Principal Exam - Series 4 License
The Series 4 exam is for managers supervising options sales personnel or supervising compliance for a FINRA brokerage firm. You must have a Series 7 license before taking the Series 4 exam. All Course Material is updated for current questions. Our Series 4 training course covers all of the topics that are needed to pass the Registered Options Principal Exam.
Our self-study course includes our print Study Manual with CD Final Exams.
Exams can be taken using our Q&A method, receiving immediate feedback after each question and then in test mode to experience the actual exam.